AIFM Services at the Aztec Group

Meet your European management company requirements, working with a single, trusted, private markets specialist.

Whether you’re an EU or non-EU fund manager, our professionals provide an expedient and cost-effective route to European capital. We’ll protect you and your investors by meeting the highest standards of regulatory compliance and risk management, so you can focus on managing your fund and driving its performance. You’ll also benefit from end-to-end, tailor-made administration solutions from one of Europe’s leading fund and corporate services providers

Our established team will work closely with you as part of our single-partner solution to deliver service excellence across your fund’s entire operational life cycle.

Services

Investment advisory and delegated portfolio models
Investment and divestment decisions (including transactional AML / KYC)
Ongoing monitoring of portfolios and delegated portfolio managers

Establishment of qualitative and quantitative risks
Ongoing identification of risks linked to each investment
Alignment of risk appetite and profile to the fund’s investment portfolio
Risk monitoring, liquidity analysis and stress testing
Produce regular risk reports for the fund’s board
Set up of fund specific risk profile in line with regulatory requirements
Manage and report fund’s risk exposure, including sustainability risk and factors
Transaction review

Monitoring and implementation of regulatory changes
Oversight of the fund’s regulatory and compliance framework
Ongoing analysis and reporting of compliance risks
AML and CDD processes applied to service providers and investments
Conflict of interest monitoring
MRLO/RC officer appointments
Oversight of service providers and delegates

Fund registration
Pre-marketing and marketing notifications
Direct and indirect distribution models
Assurance that pre-marketing and marketing communications meet required regulations
Ongoing monitoring of delegates’ and marketing intermediaries’ activity and compliance